Series 7 Exam

1001 Practice Questions For Dummies

Steven M. Rice (Empire Stockbroker Training Institute)

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English

For Dummies
28 September 2023

Study & learning skills: general; Investment & securities; Educational: study & revision guides

Prep for the Series 7 like a seasoned pro with this huge collection of practice questions and answer explanations

Heads up, prospective Series 7 takers! Word is out that this popular exam’s latest update made it a lot tougher. But don’t sweat it. With the newly revised second edition of Series 7: 1001 Practice Questions For Dummies you’ll get all the practice you need to maximize your chances of acing the test your first time around.

This book shows you where your knowledge is strong and where you need work, letting you focus your efforts where they will make the most difference. Here’s what’s included:

1001 realistic and challenging practice questions with detailed answer explanations Coverage of every domain and competency tested on the exam New questions comprehensively aligned with the latest version of the Series 7 exam

A must-have study aid perfect for anyone ready to take their next step on the road to a new career in securities trading, Series 7: 1001 Practice Questions For Dummies will help you banish test anxiety, improve your odds on the exam, and give you all the tools you need to succeed.

By: Steven M. Rice (Empire Stockbroker Training Institute)
Imprint: For Dummies
Country of Publication: United States
Edition: 2nd edition
Dimensions: Height: 252mm, Width: 203mm, Spine: 25mm
Weight: 590g
ISBN: 9781394192885
ISBN 10: 1394192886
Pages: 368
Publication Date: 28 September 2023
Audience: General/trade , ELT Advanced
Format: Paperback
Publisher's Status: Active

Introduction 1 Part 1: Practicing the Questions 3 Chapter 1: Underwriting Securities 5 Chapter 2: Equity Securities 15 Chapter 3: Corporate and U.S. Government Debt Securities 25 Chapter 4: Municipal Bonds 39 Chapter 5: Margin Accounts 59 Chapter 6: Packaged Securities 67 Chapter 7: Direct Participation Programs 79 Chapter 8: Options 85 Chapter 9: Portfolio and Securities Analysis 107 Chapter 10: Orders and Trades 119 Chapter 11: Taxes and Retirement Plans 129 Chapter 12: Rules and Regulations 141 Part 2: Checking Your Answers 161 Chapter 13: Answers and Explanations 163 Index 347

Steven M. Rice is a partner and instructor at Empire Stockbroker Training Institute, one of the country’s leading schools for training to the securities industry. Steven is the author of Series 7 Exam For Dummies, SIE Exam For Dummies, and SIE Exam: 1001 Practice Questions For Dummies.