Now a volume in the Oxford EU Financial Regulation Series, the second edition of Market Abuse Regulation has been updated to reflect the impact of a number of major developments in legislation and case law following the implementation of the EU Market Abuse Regulation (MAR).
Written by leading scholars in the field of capital markets law from a number of European jurisdictions, the book is divided into two main parts. The first consists of chapters considering relevant issues by topic, including aspects not directly addressed by MAR such as enforcement, and the impact of US securities regulation. The second part provides article-by-article commentary on the Regulation, with a detailed and technical analysis of its terms.
Both parts have been updated to reflect important developments such as amendments to directives and new regulations regarding the promotion of the use of SME growth markets. The second edition includes additional chapters on sanctions. One new chapter deals exclusively with the criminal sanctions (including CRIM-MAD), and another addresses in much greater detail private enforcement in key jurisdictions (France, Germany, Italy, the Netherlands and Spain), which is neither addressed by the MAR nor harmonized by other European legislation. This chapter on private enforcement is also accompanied by another dealing with aspects of private international and international civil procedural law. The existing chapters have also been updated to bring them fully up to date.
PART A: ANNOTATED GUIDE A1: Sebastian Mock: History, Application, Interpretation, and Legal Sources of the Market Abuse Regulation A2: Marco Ventoruzzo: The Concept of Insider Dealing A3: Sebastian Mock: The Concept of Market Manipulation A4: Alain Pietrancosta: Public Disclosure of Inside Information and Market Abuse A5: Sofie Cools: Public Enforcement of the Market Abuse Regulation A6: Johannes Flume, Alain Pietrancosta, Paolo Guidici, Danny Busch, David Pérez Millán, Fernando Marín de la Bárcena: Private Enforcement of the Market Abuse Regulation in European Law (Austria and Germany; France; Italy; The Netherlands; Spain) A7: Susanne Zwirlein- Forschner: Market Abuse Regulation in International Jurisdiction and Conflict of Laws A8: Enrico Basile: Criminal Sanctions PART B: COMMENTARY B1: Sebastian Mock; Stefano Lombardo: General Provisions B2: Marco Ventoruzzo; Chiara Picciau; Jesper Lau Hansen; Chiara Mosca; Morten Kinander; Aurelio Gurrea- Martínez: Inside Information, Insider Dealing, Unlawful Disclosure of Inside Information, and Market Manipulation B3: Alain Pietrancosta; Marco Dell'Erba: Disclosure Requirements B4: Johannes Zollner: ESMA and Competent Authorities B5: Sofie Cools: Administrative Measures and Sanctions B6: Sebastian Mock: Delegated Acts and Implementing Acts B7: Sebastian Mock: Final Provisions
Marco Ventoruzzo is Full Professor of Business Law at Bocconi University in Milan and Full Professor of Law at Penn State Law School (where is also an Affiliated Professor at the School of International Affairs). He has directed the Max Planck Institute of Luxembourg on financial markets regulation and is currently a scientific member of this Institution. Sebastian Mock is Professor of Business law at Vienna University of Economics and Business - Institute for Civil and Civil Procedural Law. He was previously lecturer in the Faculty of Law at the University of Hamburg, where he teaches on German and European company law and the law of obligations, and is a member of the New York bar. The contributors are some of the leading scholars in the field of capital market law from a number of European jurisdictions.
Reviews for Market Abuse Regulation: Commentary and Annotated Guide
Review from previous edition A detailed index ensures easy access to the relevant parts of the book. A table of court cases and a detailed table of legislation, both with references to the respective paragraphs in the book, further enhance the user-friendliness. This book is a welcome contribution to a pan-European dialogue which aims at bringing together different legal traditions. The particular value of this book is that, when one wishes to look beyond the national interpretation and take the European approach which is required for the construction of the MAR, this book clearly deserves reading. * Markus Heidinger, Journal of International Banking Law and Regulation * the authors have delivered a timely and convenient guide on an important piece of legislation within the context of the Capital Markets Union. * Ebbe Rogge, Common Market Law Review *
