A Practical Guide to the Financial Conduct Authority

FCA Consumer Duty

Robert Bell

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English

Law Brief Publishing
20 September 2024

Summary
Details

The Consumer Duty is the biggest regulatory change affecting financial services firms in recent years. The Duty strikes at the very core of firms, their culture and ethics, making them look at their products and services differently.

Navigating the complexity of the requirements is challenging, especially when coupled with sometimes vague expectations. A practitioner's guide, this book takes the reader through those challenges, using a range of examples and regulatory feedback to demonstrate what's expected whilst painting a picture of the required product governance framework.

ABOUT THE AUTHOR

Robert Bell is a financial services compliance consultant, owner and founder of RB Compliance Consultancy Ltd since 2012. Before that he held senior compliance roles in financial services firms and a Solicitors' practice.

Robert has authored industry recognised guidance in relation to vulnerability and GDPR, and lectures on compliance subjects for a range of organisations.

By: Robert Bell
Imprint: Law Brief Publishing
Country of Publication: United Kingdom
Dimensions: Height: 234mm, Width: 156mm, Spine: 10mm
Weight: 277g
ISBN: 9781916698444
ISBN 10: 1916698441
Pages: 194
Publication Date: 20 September 2024
Audience: General/trade , ELT Advanced
Format: Paperback
Publisher's Status: Active